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Michael Freeman Formerly With Spartan Capital Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Michael Freeman formerly with Spartan Capital Securities, LLC?

Michael Freeman

Michael Freeman (CRD #2311151) who was formerly registered with Spartan Capital Securities, LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, LLC, Michael Freeman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Freeman has had his own regulatory problems. He refused to cooperate with a FINRA investigation and failed to pay an arbitration award. As a result, he was suspended from all further activities in the securities industry.

Investment Losses? Let’s talk.

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Michael Freeman Customer Complaints

Michael Freeman has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award against Michael Freeman and his employer. The other customer complaint evolved into a FINRA arbitration and was settled by Spartan Capital Securities in favor of the investor.

Allegations Against Michael Freeman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation and unsuitable investment recommendations.
  • Unsuitable transactions, exploitation of an elderly person, churning.

Michael Freeman Red Flags & Your Rights As An Investor

Of course, Michael Freeman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Freeman at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Freeman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Michael Freeman

If you have questions about Spartan Capital Securities, LLC and/or Michael Freeman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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