DID MICHAEL BARRY CARTER CAUSE YOU INVESTMENT LOSSES?
Michael Carter Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct
Michael Carter Customer Complaints
Michael Carter has been the subject of 5 customer complaints that we know about to recover investment losses. All 5 of the customer complaints were settled by Morgan Stanley in favor of the investors. Morgan Stanley also terminated him for his misconduct.
Allegations Against Michael Carter
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misappropriation of customer funds.
- Unauthorized withdrawals of funds from customer’s accounts.
Michael Carter Red Flags & Your Rights As An Investor
Of course, Michael Carter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Carter at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Carter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Carter
If you have questions about Morgan Stanley and/or Michael Carter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.