DID MICHAEL D. CAFFREY CAUSE YOU INVESTMENT LOSSES?
Michael Caffrey Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct
Who is Michael Caffrey of Merrill Lynch Pierce Fenner & Smith?
Michael Caffrey (CRD #6243557) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Wichita, Kansas is a subject of one of our many securities industry sales practice abuse investigations.
Michael Caffrey Customer Complaint
Michael Caffrey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions from January 2020 until March 2020. Michael Caffrey’s customer complaint was denied and, to date, the customer has not taken any further action.
Michael Caffrey Red Flags & Your Rights As An Investor
Of course, Michael Caffrey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Caffrey at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Caffrey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Caffrey
If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Michael Caffrey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.