DID MICHAEL CHRISTOPHER BLUMER CAUSE YOU INVESTMENT LOSSES?
Michael Blumer Of SW Financial And Formerly With Woodstock Financial Group, First Standard Financial And Southeast Investments N.C. Has A Customer Complaint For Alleged Broker Misconduct
Who is Michael Blumer of SW Financial?
Michael Blumer (CRD #4861312) who is currently registered with SW Financial and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to SW Financial, Michael Blumer was associated with Woodstock Financial Group, First Standard Financial, Southeast Investments N.C. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Michael Blumer Customer Complaint
Michael Blumer has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Michael Blumer’s customer complaint was denied and, to date, the customer has not taken any further action.
Michael Blumer Red Flags & Your Rights As An Investor
Of course, Michael Blumer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Blumer at SW Financial, Woodstock Financial Group, First Standard Financial, and Southeast Investments N.C. on alert to review carefully the activity and performance of their accounts and question whether Michael Blumer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial, Woodstock Financial Group, First Standard Financial, and Southeast Investments N.C. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At SW Financial Due To Michael Blumer
If you have questions about SW Financial, Woodstock Financial Group, First Standard Financial, Southeast Investments N.C., and/or Michael Blumer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.