DID MICHAEL A BATTALINI CAUSE YOU INVESTMENT LOSSES?
Michael Battalini Formerly With World Capital Brokerage, Inc. and Coastal Equities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Michael Battalini Customer Complaints
Michael Battalini has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints resulted in a FINRA arbitration proceedings that are still pending.
Allegations Against Michael Battalini
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendation of alternative investments.
- Multiple clients filed a single arbitration proceeding concerning unsuitable investment recommendations against the advisor and other registered representatives for unsuitable investment recommendations of direct investments and/or limited partnership interests.
Michael Battalini Red Flags & Your Rights As An Investor
Of course, Michael Battalini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Battalini at World Capital Brokerage, Inc. and Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Battalini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at World Capital Brokerage, Inc. and Coastal Equities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At World Capital Brokerage, Inc. Due To Michael Battalini
If you have questions about World Capital Brokerage, Inc., Coastal Equities, Inc. and/or Michael Battalini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.