| Read Time: 2 minutes | Questar Capital Complaints | Woodbury Financial Complaints |


Miaojun Yuan with Woodbury Financial Services, Inc. Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Miaojun Yuan with Woodbury Financial Services, Inc.?

Miaojun Yuan (CRD #4014807) who is currently registered with Woodbury Financial Services, Inc. and located in City of Industry, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Woodbury Financial Services, Inc., Miaojun Yuan was associated with Questar Capital Corporation and 3other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

 Woodbury Financial Services, Inc. Broker Misconduct

In his career, Miaojun Yuan has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last two years to recover investment losses. Both customer complaints filed against Miaojun Yuan’s former employer Questar Capital Corporation for investment losses caused by his alleged misconduct.

Allegations Against Miaojun Yuan

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Thec ustomer alleged unsuitable investment recommendations and misrepresentations in connection with the offer and sale of real estate securities and an Universal Life insurance product.

Miaojun Yuan Red Flags & Your Rights as An Investor

Of course, Miaojun Yuan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Miaojun Yuan at Woodbury Financial Services, Inc. and Questar Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Miaojun Yuan has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Questar Capital Corporation about Miaojun Yuan also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. And Questar Capital Corporation

If you have questions about Woodbury Financial Services, Inc., Questar Capital Corporation and/or Miaojun Yuan and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars