| Read Time: 2 minutes |

DID MELVIN FRANK CAUSE YOU INVESTMENT LOSSES?

Melvin Frank Formerly With RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct

Who is Melvin Frank formerly with RBC Capital Markets?

Melvin Frank (CRD #500396) who was formerly registered with RBC Capital Markets and located in Parsippany, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Melvin Frank Customer Complaint

Melvin Frank has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimants allege financial advisor sold claimants unsuitable Puerto Rico bonds, and that such bonds caused overconcentration in their account. Melvin Frank’s customer complaint was settled in favor of the investors.

Melvin Frank Red Flags & Your Rights As An Investor

Of course, Melvin Frank did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melvin Frank at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Melvin Frank has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Melvin Frank

If you have questions about RBC Capital Markets and/or Melvin Frank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...