DID MATTHEW QUALL CAUSE YOU INVESTMENT LOSSES?
Matthew Quall Formerly With Raymond James Financial Services, Inc. And Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Matthew Quall formerly with Raymond James Financial Services, Inc.?
Matthew Quall (CRD #1333109) who was formerly registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Northfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Matthew Quall was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Matthew Quall Customer Complaints
Matthew Quall has been the subject of 2 customer complaints that we know about. One of Matthew Quall’s 2 customer complaints resulted in an arbitration award in favor of the investors. One of Matthew Quall’s customer complaint was denied and, to date, the customers have not taken any further action.
Allegations Against Matthew Quall
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The client alleged his financial information was inflated on his account application which led to his ability to make riskier trades than he otherwise would have qualified for which led to losses. The client also alleged the inflated financial information led to an inequitable divorce settlement. The client also alleged that the Matthew Quall did not always confirm transactions.
- Customers alleged against Matthew Quall: misrepresentation; breach of fiduciary duty; account related-negligence; executions-limit v. market order; unsuitable investment recommendations.
Matthew Quall Red Flags & Your Rights As An Investor
Of course, Matthew Quall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Quall at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Matthew Quall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. and Wells Fargo Clearing Services Due To Matthew Quall
If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Matthew Quall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.