DID MATTHEW ERIC PLATNICO CAUSE YOU INVESTMENT LOSSES?
Matthew Platnico Of Allied Millennial Partners, Inc. And Formerly With Arete Wealth Management, LLC and Oppenheimer & Co. Inc. Has 5 Customer Complaints For Alleged Broker Misconduct
Matthew Platnico Customer Complaints
Matthew Platnico has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Matthew Platnico’s employers in favor of the investors. There are 2 arbitration proceedings still pending for the financial advisor’s alleged misconduct.
Allegations Against Matthew Platnico
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment strategy involving index options.
- Unsuitable recommendations of an investment in options.
- Misrepresentation of option strategy.
- Fraudulent misrepresentations, excessive and unauthorized trading, unsuitable investment recommendations involving options.
- Failure to contact client about closing out a short option position which constituted unauthorized trading.
- Financial advisor engaged in an unsuitable and unauthorized option trading.
Matthew Platnico Red Flags & Your Rights As An Investor
Of course, Matthew Platnico did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Platnico at Allied Millennial Partners, Inc., Arete Wealth Management, LLC and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Platnico has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allied Millennial Partners, Inc., Arete Wealth Management, LLC and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Allied Millennial Partners, Inc. Due To Matthew Platnico
If you have questions about Allied Millennial Partners, Inc., Arete Wealth Management, LLC., Oppenheimer & Co. Inc. and/or Matthew Platnico and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.