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Matthew Platnico Of Allied Millennial Partners, Inc. And Formerly With Arete Wealth Management, LLC and Oppenheimer & Co. Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Matthew Platnico of Allied Millennial Partners, Inc.?

Matthew Platnico

Matthew Platnico (CRD #2102086) who is currently registered as a broker and investment advisor with Allied Millennial Partners, Inc. and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Allied Millennial Partners, Inc., Matthew Platnico was associated with Arete Wealth Management, LLC, Oppenheimer & Co. Inc., and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Matthew Platnico Customer Complaints

Matthew Platnico has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Matthew Platnico’s employers in favor of the investors. There are 2 arbitration proceedings still pending for the financial advisor’s alleged misconduct.

Allegations Against Matthew Platnico

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment strategy involving index options.
  • Unsuitable recommendations of an investment in options.
  • Misrepresentation of option strategy.
  • Fraudulent misrepresentations, excessive and unauthorized trading, unsuitable investment recommendations involving options.
  • Failure to contact client about closing out a short option position which constituted unauthorized trading.
  • Financial advisor engaged in an unsuitable and unauthorized option trading.

Matthew Platnico Red Flags & Your Rights As An Investor

Of course, Matthew Platnico did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Platnico at Allied Millennial Partners, Inc., Arete Wealth Management, LLC and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Platnico has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allied Millennial Partners, Inc., Arete Wealth Management, LLC and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Allied Millennial Partners, Inc. Due To Matthew Platnico

If you have questions about Allied Millennial Partners, Inc., Arete Wealth Management, LLC., Oppenheimer & Co. Inc. and/or Matthew Platnico and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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