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Matthew Alexander Perry formerly with Stifel, Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Matthew A. Perry formerly with Stifel, Nicolaus & Company, Incorporated?

Matthew Perry (CRD #5985300) who was formerly registered with Stifel, Nicolaus & Company, Incorporated and located in Columbia, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel, Nicolaus & Company, Incorporated, Matthew Perry was associated with Wells Fargo Advisors, LLC both are investment brokerage firms with a history of customer complaints and securities industry regulatory problems.

Stifel, Nicolaus & Company, Incorporated Broker Misconduct

In his career, Matthew Perry has been the subject of 3customer complaints that we know about, all of those complaints were filed in the last two years to recover investment losses. All of Matthew Perry’s 3 customer complaints were settled in favor of investors.

Allegations Against Matthew Perry

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Customer alleged that the registered representative made unauthorized and unsuitable transactions in common and preferred stocks and options.
  • Client alleged the transactions in July and August 2018 were not authorized.
  • Customer alleged that the registered representative did not follow his stated goals and did not disclose the risk associated with options trading.

Matthew Perry Red Flags & Your Rights As An Investor

Of course, Matthew Perry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Perry at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Perry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated in such a short period also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated

If you have questions about Stifel, Nicolaus & Company, Incorporated, Wells Fargo Advisors, LLC and/or Matthew Perry and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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