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Matthew Panke Of Charles Schwab & Co. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Matthew Panke of Charles Schwab & Co.?

Matthew Panke (CRD #2227976) who is currently registered with Charles Schwab & Co. and located in Clayton, Missouri is a subject of one of our many securities industry sales practice abuse investigations.

Matthew Panke Customer Complaints

Matthew Panke has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Matthew Panke’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Matthew Panke

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged on February 27, 2020, Matthew Panke did not follow his instructions to liquidate all of his accounts, causing market losses.
  • Customer alleged Matthew Panke’s misrepresentation regarding a mutual fund purchased.

Matthew Panke Red Flags & Your Rights As An Investor

Of course, Matthew Panke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Panke at Charles Schwab & Co. on alert to review carefully the activity and performance of their accounts and question whether Matthew Panke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Matthew Panke

If you have questions about Charles Schwab & Co. and/or Matthew Panke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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