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Matthew Courchesne Of Wilmington Capital Securities And Formerly With Merrill Lynch Pierce Fenner & Smith And National Securities Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Matthew Courchesne of Wilmington Capital Securities?

Matthew Courchesne (CRD #4385599) who is currently registered with Wilmington Capital Securities and located in Westbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wilmington Capital Securities, Matthew Courchesne was associated with Merrill Lynch Pierce Fenner & Smith, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Matthew Courchesne Customer Complaints

Matthew Courchesne has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Matthew Courchesne’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by Matthew Courchesne’s alleged misconduct.

Allegations Against Matthew Courchesne

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Matthew Courchesne’s alleged failure to follow instructions, poor investment advice, unauthorized trading.
  • Unsuitable investment recommendations by Matthew Courchesne.

Matthew Courchesne Red Flags & Your Rights As An Investor

Of course, Matthew Courchesne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Courchesne at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Courchesne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wilmington Capital Securities Due To Matthew Courchesne

If you have questions about Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, National Securities, and/or Matthew Courchesne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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