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Matthew J. Baker with Woodbury Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year

Who is Matthew J. Baker with Woodbury Financial Services, Inc.?

Matthew Baker (CRD #4414494) who is currently registered with Woodbury Financial Services, Inc. and located in Highland, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Inc., Matthew Baker was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Woodbury Financial Services, Inc. Broker Misconduct

In his career, Matthew Baker has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both for those complaints were recently denied by Woodbury Financial Services Inc. and the customers have not yet filed their arbitration claims.

Allegations Against Matthew Baker

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Client alleged misrepresentation in connection with a variable annuity transaction.
  • Client alleged that Matthew Baker made unsuitable recommendations to purchase variable annuities.

Matthew Baker Red Flags & Your Rights As An Investor

Of course, Matthew Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Baker at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. about Matthew Baker also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc.

If you have questions about Woodbury Financial Services, Inc. and/or Matthew Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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