DID MARY RAPERT CAUSE YOU INVESTMENT LOSSES?
Mary Rapert Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Mary Rapert of Edward Jones?
Mary Rapert (CRD #2422927) who is currently registered with Edward Jones and located in Pocahontas, Arkansas is a subject of one of our many securities industry sales practice abuse investigations.
Mary Rapert Customer Complaints
Mary Rapert has been the subject of2 customer complaints that we know about. Both of Mary Rapert’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Mary Rapert
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client’s son (who has POA) stated his mother met with Mary Rapert allegedly to discuss liquidating a Knights of Columbus annuity. The POA further stated, he, his sister and his mother made it very clear to the FA that they did not want to proceed with the transaction if there were any taxes and/or penalties associated with the surrender. POA indicated the transaction was processed and as a result his mother incurred a tax liability of $6,000.00 despite their instructions.
- Trustees alleged Mary Rapert failed to invest the cash balance in the account.
Mary Rapert Red Flags & Your Rights As An Investor
Of course, Mary Rapert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Rapert at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Mary Rapert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Mary Rapert
If you have questions about Edward Jones and/or Mary Rapert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.