DID MARY MCCURDY PARKER CAUSE YOU INVESTMENT LOSSES?
About Mary Parker of R. Seelaus & Co.?
Mary Parker (CRD #837964) is extensively experienced and currently registered with R. Seelaus & Co., LLC and Seelaus Asset Management, LLC in Chatham, New Jersey, since 2006 and 2013 respectively. She has been in the securities industry since at least 1994, demonstrating longevity and stability in her career. Parker is registered in 12 U.S. states and territories, and has successfully completed three principal/supervisory exams, five general industry/product exams, and two multi-state securities law exams, reflecting her comprehensive understanding of various aspects of financial securities.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mary Parker Customer Complaints and Reviews
Mary McCurdy Parker’s BrokerCheck report reveals a customer dispute:
- Customer Dispute (Settled, February 2020): A complaint was filed alleging that Parker did not adequately explain the annual death put cap option related to a Bank CD, which led to the customer not understanding some conditions of the product. The complaint, involving alleged damages of $13,000, was settled for $11,197.80, and Parker did not contribute to the settlement amount.
Allegations Against Mary Parker
The specific allegation made against Mary McCurdy Parker in the disclosed customer dispute includes:
- Inadequate Explanation: The client claimed that Parker failed to properly explain the terms of the annual death put cap option on a Bank CD, which could potentially lead to misunderstandings about the product’s features or financial implications. This situation highlights the importance of clear communication in financial advisory roles.
Mary Parker Red Flags & Your Rights As An Investor
Of course, Mary Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Parker at R. Seelaus & Co. on alert to review carefully the activity and performance of their accounts and question whether Mary Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at R. Seelaus & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At R. Seelaus & Co. Due To Mary Parker
If you have questions about R. Seelaus & Co. and/or Mary Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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