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Marvin Vick Formerly With Commonwealth Financial Network and Ameriprise Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Marvin Vick formerly with Commonwealth Financial Network?

Marvin Vick

Marvin Vick (CRD #2580072) who was formerly registered with Commonwealth Financial Network and located in Kinston, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Commonwealth Financial Network, Marvin Vick was associated with Ameriprise Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Marvin Vick Customer Complaints

Marvin Vick has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Ameriprise Financial Services in favor of the investor and the brokerage firm denied the other customer complaint. To date, the customer has not taken any further action.

Allegations Against Marvin Vick

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Advisor recommended shares of an unsuitable Limited partnership, Vanguard Natural Resources, which caused him to incur substantial amount of taxes and penalties in his Roth IRA account.
  • Recommendation of unsuitable investment.

Marvin Vick Red Flags & Your Rights As An Investor

Of course, Marvin Vick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marvin Vick at Commonwealth Financial Network and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marvin Vick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Marvin Vick

If you have questions about Commonwealth Financial Network, Ameriprise Financial Services, Inc. and/or Marvin Vick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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