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Martin McFarlin Of Arkadios Capital, Arkadios Wealth Advisors And Formerly With Kalos Capital And Kalos Management Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Martin McFarlin of Arkadios Capital?

Martin McFarlin (CRD #2838151) who is currently registered with Arkadios Capital, Arkadios Wealth Advisors and located in Murfreesboro, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arkadios Capital and Arkadios Wealth Advisors, Martin McFarlin was associated with Kalos Capital, Kalos Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Martin McFarlin Customer Complaints

Martin McFarlin has been the subject of 2 customer complaint that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of Martin McFarlin’s customer complaints were settled in favor of the investors.

Allegations Against Martin McFarlin

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged Martin McFarlin made unsuitable investment recommendations.
  • Martin McFarlin’s alleged misrepresentations and omissions, common law fraud, breach of contract, negligence/negligent misrepresentation/omission, negligent supervision.

Martin McFarlin Red Flags & Your Rights As An Investor

Of course, Martin McFarlin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin McFarlin at Arkadios Capital, Arkadios Wealth Advisors, Kalos Capital, and Kalos Management on alert to review carefully the activity and performance of their accounts and question whether Martin McFarlin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital, Arkadios Wealth Advisors, Kalos Capital, and Kalos Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Martin McFarlin

If you have questions about Arkadios Capital, Arkadios Wealth Advisors, Kalos Capital, Kalos Management, and/or Martin McFarlin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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