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Seth Leishman Of LPL Financial, Ostrofe Financial Consultants And Formerly With National Planning Has A Customer Complaint For Alleged Broker Misconduct

Who is Seth Leishman of LPL Financial?

Seth Leishman (CRD #5095063) who is currently registered with LPL Financial, Ostrofe Financial Consultants and located in Grass Valley, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Ostrofe Financial Consultants, Seth Leishman was associated with National Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Seth Leishman Customer Complaint

Seth Leishman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Seth Leishman’s failure to follow instructions with respect to an account reallocation of assets. Seth Leishman’s customer complaint was denied and, to date, the customer has not taken any further action.

Seth Leishman Red Flags & Your Rights As An Investor

Of course, Seth Leishman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Seth Leishman at LPL Financial, Ostrofe Financial Consultants, and National Planning on alert to review carefully the activity and performance of their accounts and question whether Seth Leishman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Ostrofe Financial Consultants, and National Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Seth Leishman

If you have questions about LPL Financial, Ostrofe Financial Consultants, National Planning, and/or Seth Leishman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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