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Martin Chris Gruner with Morgan Stanley Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year

Who is Martin C. Gruner with Morgan Stanley?

Martin Gruner (CRD #2978088) who is currently registered with Morgan Stanley and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Martin Gruner was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Morgan Stanley Broker Misconduct

In his career, Martin Gruner has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both customer complaints filed against Martin Gruner’s current employer Morgan Stanley for investment losses caused by his alleged misconduct or pending.

Allegations Against Martin Gruner

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Claimants allege unsuitable investment recommendations relating to an options strategy and managed accounts causing losses in excess of $5 million.
  • Clients allege that the investments purchased and managed accounts were unsuitable for them.

Martin Gruner Red Flags & Your Rights as An Investor

Of course, Martin Gruner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Martin Gruner at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Martin Grunerhas engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Morgan Stanley about Martin Gruner in such a short time also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At Morgan Stanley

If you have questions about Morgan Stanley and/or Martin Grunerand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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