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Martin Berman Of First Allied Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Martin Berman of First Allied Securities?

Martin Berman (CRD #2406962) who is currently registered with First Allied Securities and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.

Martin Berman Customer Complaint

Martin Berman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Martin Berman recommended complex investments that were unsuitable. Claimant generally alleges breach of various duties, negligence, and failure to supervise. The customer complaint filed against Martin Berman’s current employer First Allied Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.

Martin Berman Red Flags & Your Rights As An Investor

Of course, Martin Berman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin Berman at First Allied Securities on alert to review carefully the activity and performance of their accounts and question whether Martin Berman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At First Allied Securities Due To Martin Berman

If you have questions about First Allied Securities and/or Martin Berman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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