DID MARTIN S BERMAN CAUSE YOU INVESTMENT LOSSES?
Martin Berman Of Cetera Advisors LLC And Formerly With First Allied Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Martin Berman Customer Complaint
Martin Berman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended complex investments that were unsuitable in breach of various duties, and constituted negligence. The customer complaint was settled by First Allied Securities in favor of the investor.
Martin Berman Red Flags & Your Rights As An Investor
Of course, Martin Berman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin Berman at Cetera Advisors LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Martin Berman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Martin Berman
If you have questions about Cetera Advisors LLC, First Allied Securities, Inc. and/or Martin Berman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.