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Marshall Owen Isaacson formerly with Newbridge Securities Corporation Has 6 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Marshall O. Isaacson formerly with Newbridge Securities Corporation?

Marshall Isaacson (CRD #1140370) who was formerly registered with Newbridge Securities Corporation and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Newbridge Securities Corporation, Marshall Isaacson was associated with National Securities Corporation and 10 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Marshall Isaacson was under investigation by FINRA and allegedly refused to provide documents and information requested by FINRA in connection with its investigation into whether he made unsuitable investment recommendations. Without admitting or denying the findings, Marshall Isaacson consented to the sanction of a permanent bar from the securities industry.

Newbridge Securities Corporation Broker Misconduct

In his career, Marshall Isaacson has been the subject of 6 customer complaints that we know about, 4 of those complaints were filed in the last year to recover investment losses. Four of Marshall Isaacson’s 6 customer complaints were settled in favor of investors. There are currently 2 pending customer complaints filed against Marshall Isaacson’s former employer Newbridge Securities Corporation and the National Securities Court for investment losses caused by his alleged misconduct.

Allegations Against Marshall Isaacson

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The claimant alleges negligence, breach of fiduciary duty, breach of contract, and misrepresentation in connection with a 1031 exchange.
  • Suitability and breach of fiduciary duty.
  • The claimant alleges unsuitable investments, breach of fiduciary duty, and breach of contract.
  • The claimant alleges unsuitability.
  • The claimant alleges unauthorized trading and suitability.
  • The claimant alleges suitability and misrepresentation in connection with the real estate security investment.
  • The claimant alleges negligence, breach of fiduciary duty, breach of contract, and misrepresentation in connection with a 1031 exchange.

Marshall Isaacson Red Flags & Your Rights as An Investor

Of course, Marshall Isaacson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marshall Isaacson at Newbridge Securities Corporation and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Marshall Isaacson has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Newbridge Securities Corporation and National Securities Corporation also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At Newbridge Securities Corporation

If you have questions about Newbridge Securities Corporation, National Securities Corporation, and/or Marshall Isaacson and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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