DID MARK DAVID YADRON CAUSE YOU INVESTMENT LOSSES?
Mark Yadron Of Kestra Investment Services, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct
Mark Yadron Customer Complaints
Mark Yadron has been the subject of 6 customer complaints that we know about to recover investment losses. Five of the 6 customer complaints were settled by Mr. Yadron’s former employers in favor of the investors. The other customer complaint was denied by Merrill Lynch Pierce Fenner and Smith and the customer took no further action.
Allegations Against Mark Yadron
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations of equity listed stocks.
- Unauthorized purchase of bonds.
- Unauthorized sale of common stock.
- Unauthorized trading. Purchases of closed-end funds was unauthorized.
- Unsuitable investment recommendations of mutual funds.
Mark Yadron Red Flags & Your Rights As An Investor
Of course, Mark Yadron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Yadron at Kestra Investment Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Mark Yadron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Mark Yadron
If you have questions about Kestra Investment Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Mark Yadron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.