DID MARC JOHN SPIEGEL CAUSE YOU INVESTMENT LOSSES?
Mark Spiegel Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Mark Spiegel Customer Complaints
Mark Spiegel has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by the broker in favor of the investor. Wells Fargo Advisors recently denied the other customer complaint and to date, does not appear that the investor has taken any further action.
Allegations Against Mark Spiegel
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The customer was taken advantage of by her representative in connection with an equity listed annuity investment.
- Dissatisfaction with Global Bond fund investment holding Mexican bonds.