| Read Time: 2 minutes | Cetera Advisors Complaints |


Mark Senofonte Of Cetera Investment Services And Cetera Investment Advisers Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Mark Senofonte of Cetera Investment Services?

Mark Senofonte (CRD #2038108) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Edison, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Mark Senofonte Customer Complaints

Mark Senofonte has been the subject of 6 customer complaints that we know about. Two of Mark Senofonte’s 6 customer complaints were settled in favor of investors. Three of Mark Senofonte’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Cetera Investment Services for investment losses caused by Mark Senofonte’s alleged misconduct.

Allegations Against Mark Senofonte

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged accounts were closed and cashed in without her permission and funds were stolen/fraud allegedly by Mark Senofonte.
  • Client alleged Mark Senofonte’s misrepresentation and losses.
  • Demand for damages caused by misrepresentation, suitability, and failure to supervise Mark Senofonte.
  • Mark Senofonte’s alleged misrepresentation and unauthorized purchase.
  • The state of New Jersey alleged that Mark Senofonte failed to provide full disclosure at the time of sale.

Mark Senofonte Red Flags & Your Rights As An Investor

Of course, Mark Senofonte did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Senofonte at Cetera Investment Services and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Mark Senofonte has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services and Cetera Investment Advisers also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Mark Senofonte

If you have questions about Cetera Investment Services, Cetera Investment Advisers, and/or Mark Senofonte and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars