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Mark Lee Robare with Triad Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year

Who is Mark L. Robare with Triad Advisors LLC?

Mark Robare (CRD #1057899) who is currently registered with Triad Advisors LLC and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Triad Advisors LLC, Mark Robare was associated with Robare & Jones Wealth Management and another investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Triad Advisors LLC Broker Misconduct

In his career, Mark Robare has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Mark Robare’s 2 customer complaints was settled in favor of investors. There is currently 1 pending customer complaints filed against Mark Robare’s current employer Triad Advisors LLC for investment losses caused by his alleged misconduct.

Allegations Against Mark Robare  

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Claimants alleged unsuitable investment strategy involving direct investments in limited partnership interests in the real estate sector.  This case was settled.
  • In the pending case, claimants also allege an unsuitable investment strategy involving real estate securities are seeking damages in excess of $500,000.

Mark Robare Red Flags & Your Rights As An Investor

Of course, Mark Robare did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Robare at Triad Advisors LLC and Robare & Jones Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Mark Robare has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC and Robare & Jones Wealth Management also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Triad Advisors LLC

If you have questions about Triad Advisors LLC, Robare & Jones Wealth Management and/or Mark Robare and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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