DID MARK ROBERT POULIN CAUSE YOU INVESTMENT LOSSES?
Mark Poulin Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Mark Poulin of Morgan Stanley?
Mark Poulin (CRD #2034087) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Columbus, Ohio, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Mark Poulin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mark Poulin Customer Complaints
Mark Poulin has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by his former employer in favor of the investor. Morgan Stanley recently denied another customer complaint and, so far the investor has not taken any other action or filed another arbitration proceeding.
Allegations Against Mark Poulin
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation with respect to advisory account and management fees.
- Misrepresentation with respect to purchases of Hyperion.
Mark Poulin Red Flags & Your Rights As An Investor
Of course, Mark Poulin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Poulin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Poulin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mark Poulin
If you have questions about Morgan Stanley and/or Mark Poulin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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