DID MARK PITMAN CAUSE YOU INVESTMENT LOSSES?
Mark Pitman Of Carter Terry & Company, Inc. And Formerly With Summit Brokerage Services And J.P. Turner & Company Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Mark Pitman of Carter Terry & Company, Inc.?
Mark Pitman (CRD #2281587) who is currently registered with Carter Terry & Company, Inc. and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Carter Terry & Company, Mark Pitman was associated with Summit Brokerage Services, J.P. Turner & Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Mark Pitman Customer Complaints
Mark Pitman has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Mark Pitman’s 3 customer complaints was settled in favor of investors. Two of Mark Pitman’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Mark Pitman
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged an unauthorized trade by Mark Pitman.
- Mark Pitman’s alleged negligence and misrepresentation.
- Unsuitable investment recommendations by Mark Pitman.
Mark Pitman Red Flags & Your Rights As An Investor
Of course, Mark Pitman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Pitman at Carter Terry & Company, Inc. Summit Brokerage Services, and J.P. Turner & Company on alert to review carefully the activity and performance of their accounts and question whether Mark Pitman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Carter Terry & Company, Inc., Summit Brokerage Services, and J.P. Turner & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Carter Terry & Company, Inc. Due To Mark Pitman
If you have questions about Carter Terry & Company, Inc., Summit Brokerage Services, J.P. Turner & Company, and/or Mark Pitman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.