DID MARK OBERLIN CAUSE YOU INVESTMENT LOSSES?
Mark Oberlin Of Raymond James & Associates, Inc. Has One Customer Complaint For Alleged Broker Misconduct
Who is Mark Oberlin of Raymond James & Associates, Inc.?
Mark Oberlin (CRD #1239612) who is currently registered with Raymond James & Associates, Inc. and located in Grand Rapids, Michigan is a subject of one of our many securities industry sales practice abuse investigations.
Mark Oberlin Customer Complaint
Mark Oberlin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges the FA misrepresented the liquidity and safety of an investment. Mark Oberlin’s customer complaint was denied and the customers did not take any further action.
Mark Oberlin Red Flags & Your Rights As An Investor
Of course, Mark Oberlin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Oberlin at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Oberlin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Mark Oberlin
If you have questions about Raymond James & Associates, Inc. and/or Mark Oberlin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.