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Mark Militello Of Independent Financial Group, LLC And Formerly With Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Mark Militello of Independent Financial Group, LLC?

Mark Militello

Mark Militello (CRD #4075608) who is currently registered as a broker and investment advisor with Independent Financial Group, LLC and located in Corpus Christi, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, LLC, Mark Militello was associated with Cetera Advisor Networks LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Mark Militello Customer Complaint

Mark Militello has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representative did not follow customer’s instructions to move their investments to cash. Cetera Advisor Networks denied the customer complaint, and to date, the customer has not taken any further action.

Mark Militello Red Flags & Your Rights As An Investor

Of course, Mark Militello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Militello at Independent Financial Group, LLC  and Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Militello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Cetera Advisor Networks LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Mark Militello

If you have questions about Independent Financial Group, LLC, Cetera Advisor Networks LLC and/or Mark Militello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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