| Read Time: 2 minutes |

DID MARK MALDONADO CAUSE YOU INVESTMENT LOSSES?

Mark Maldonado Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With Strategic Advisers And VALIC Financial Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Mark Maldonado of Fidelity Brokerage Services?

Mark Maldonado (CRD #2494010) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in Altamonte Springs, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Mark Maldonado was associated with Strategic Advisers, VALIC Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Mark Maldonado Customer Complaints

Mark Maldonado has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Mark Maldonado’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Mark Maldonado

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged that Mark Maldonado’s recommendation to purchase travelers annuity did not meet her investment/financial needs.
  • The customer alleged that it was unsuitable recommendation by Mark Maldonado to liquidate her prior investments to purchase a fixed annuity, because of the lost dividend income and capital gains tax liability.

Mark Maldonado Red Flags & Your Rights As An Investor

Of course, Mark Maldonado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Maldonado at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and VALIC Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Mark Maldonado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and VALIC Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Mark Maldonado

If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, VALIC Financial Advisors, and/or Mark Maldonado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...