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Mark Just Of Triad Advisors LLC Has 14 Customer Complaints For Alleged Broker Misconduct

Who is Mark Just of Triad Advisors LLC?

Mark Just

Mark Just (CRD #1138738) who was formerly registered with Triad Advisors LLC and located in Indianapolis, Indiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Triad Advisors LLC, Mark Just was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Just has had his own regulatory problems. In 2021 he was suspended for failure to amend his Form U4 and disclose tax liens resulting in a three-month suspension and a $5,000 fine.

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Mark Just Customer Complaints

Mark Just has been the subject of 14 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Triad Advisors in favor of the investors due to Mark Just’s alleged misconduct. Three of the customer complaints were denied by the brokerage firm and the investors so far have not taken any further action. There are currently 3 arbitration proceedings still pending.

Allegations Against Mark Just

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Overconcentration in illiquid investments that was allegedly unsuitable advice.
  • Mismanagement of client’s account.
  • Misrepresentation and unsuitable investment recommendations with regard to the sale of alternative investments.
  • Recommendations to invest in certain non-traded alternative investments were not in keeping with the client’s investment objectives and that adequate disclosures regarding the investments were not made.
  • Misrepresentation of a variable annuity contract.
  • Misrepresentation of business development company investment.

Mark Just Red Flags & Your Rights As An Investor

Of course, Mark Just did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Just at Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Just has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Triad Advisors LLC Due To Mark Just

If you have questions about Triad Advisors LLC and/or Mark Just and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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