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Mark James Of J.P. Morgan Securities And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Mark James of J.P. Morgan Securities?

Mark James (CRD #6235307) who is currently registered with J.P. Morgan Securities and located in Sunnyvale, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Mark James was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Mark James Customer Complaint

Mark James has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice regarding managed account investment. Mark James’ customer complaint was denied and, to date, the customer has not taken any further action.

Mark James Red Flags & Your Rights As An Investor

Of course, Mark James did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark James at J.P. Morgan Securities and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Mark James has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Mark James

If you have questions about J.P. Morgan Securities, Wells Fargo Clearing Services, and/or Mark James and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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