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Mark Dougherty Of Mutual Of Omaha Investor Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Mark Dougherty of Mutual Of Omaha Investor Services?

Mark Dougherty (CRD #5716053) who is currently registered with Mutual Of Omaha Investor Services and located in Marlton, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Mark Dougherty Customer Complaint

Mark Dougherty has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that market.  Doherty guaranteed a return of five percent interest on variable annuity contract if customer did not touch the money for five years. Mark Dougherty’s customer complaint was denied and, to date, the customer has not taken any further action.

Mark Dougherty Red Flags & Your Rights As An Investor

Of course, Mark Dougherty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Dougherty at Mutual Of Omaha Investor Services on alert to review carefully the activity and performance of their accounts and question whether Mark Dougherty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Of Omaha Investor Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Mutual Of Omaha Investor Services Due To Mark Dougherty

If you have questions about Mutual Of Omaha Investor Services and/or Mark Dougherty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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