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Mark Davis II Of The Huntington Investment Company And Formerly With Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Mark Davis II of The Huntington Investment Company?

Mark Davis

Mark Davis (CRD #2730104) who is currently registered as a broker and investment adviser with The Huntington Investment Company and located in Byron Center, Michigan, is a subject of one of our many securities industry sales practice abuse investigations. Prior to The Huntington Investment Company, Mark Davis II was associated with Cetera Investment Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Mark Davis II Customer Complaints

Mark Davis II has been the subject of 2 customer complaints that we know about recovering investment losses. One customer complaint was settled by Cetera Investment Services. The Huntington Investment Company denied the other customer complaint that was recently filed and, so far, the investor has not filed any action.

Allegations Against Mark Davis II

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to explain the options of transferring accounts and tax implications.
  • Misinformation related to the tax consequences on upon sale of mutual funds.

Mark Davis II Red Flags & Your Rights As An Investor

Of course, Mark Davis II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Davis II at The Huntington Investment Company and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Davis II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company and Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Mark Davis II

If you have questions about The Huntington Investment Company, Cetera Investment Services LLC and/or Mark Davis II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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