DID MARK MITCHELL BLUESTEIN CAUSE YOU INVESTMENT LOSSES?
Mark Bluestein Of Wedbush Securities And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Mark Bluestein of Wedbush Securities?
Mark Bluestein (CRD #2168876) who is currently registered with Wedbush Securities and located in Radnor, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wedbush Securities, Mark Bluestein was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Mark Bluestein Customer Complaints
Mark Bluestein has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Mark Bluestein’s customer complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Mark Bluestein
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged Mark Bluestein’s unsuitable recommendations on purchases of Lehman Brothers and FNMA.
- Client complained that he would never have become involved in the investment allegedly made by Mark Bluestein if he understood the full impact, especially in an IRA.
Mark Bluestein Red Flags & Your Rights As An Investor
Of course, Mark Bluestein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Bluestein at Wedbush Securities and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Mark Bluestein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wedbush Securities Due To Mark Bluestein
If you have questions about Wedbush Securities, Wells Fargo Clearing Services, and/or Mark Bluestein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.