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Marcus Moon Formerly With NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Marcus Moon formerly with NYLife Securities LLC?

Marcus Moon

Marcus Moon (CRD #6710986) who was formerly registered with NYLife Securities LLC and located in Miramar, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Marcus Moon has had his own regulatory problems. In May 2023, United States Securities and Exchange Commission initiated a public administrative proceeding against him in a final judgment was entered by consent permanently enjoining him for future violations of the Federal securities laws. Further, FINRA permanently barred him for many further association with any member firm in any capacity for failure to provide information in connection with its investigation into his alleged misconduct.

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Marcus Moon Customer Complaint

Marcus Moon has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for trading in a customer’s E-trade account and promising to return funds to the customer via trading and other stocks and a crypto currency. NYLife Securities recently denied the customer complaint and, to date, no further action has been taken by the investor.

Marcus Moon Red Flags & Your Rights As An Investor

Of course, Marcus Moon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Moon at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Marcus Moon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Marcus Moon

If you have questions about NYLife Securities LLC and/or Marcus Moon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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