DID MARCUS E BOGGS CAUSE YOU INVESTMENT LOSSES?
Marcus Boggs Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 7 Customer Complaints For Alleged Broker Misconduct
Marcus Boggs Customer Complaints
Marc Steinberg has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and the investor prevailed. Two of the customer complaints were settled by Mr. Steinberg’s former employers Dawson James Securities and Joseph Stevens & Co. The other 3 customer complaints were denied by Mr. Steinberg’s former employers and the customers took no further action.
Allegations Against Marcus Boggs
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Fraudulent withdrawals from the client’s accounts.
- Unauthorized charges to client’s accounts.
- Unauthorized ACH transfers made to an American Express account from the customer’s account.
Marcus Boggs Red Flags & Your Rights As An Investor
Of course, Marcus Boggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Boggs at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Marcus Boggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Marcus Boggs
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Marcus Boggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.