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Marc Menton Formerly With Oppenheimer & Co. Inc. Has 12 Customer Complaints For Alleged Broker Misconduct

Who is Marc Menton formerly with Oppenheimer & Co. Inc.?

Marc Menton

Marc Menton (CRD #1848636) who was formerly registered with Oppenheimer & Co. Inc. and located in Scottsdale, Arizona, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., Marc Menton was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Marc Menton Customer Complaints

Marc Menton has been the subject of 12 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and the investor prevailed with an award for the full amount demanded as damages. There were 4 customer complaints that was settled by Mr. Menton’s former employers. The remaining 7 customer complaints were denied by Mr. Menton’s former employers and the customers took no further action.

Allegations Against Marc Menton

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Churning and unsuitable investment recommendations in breach of financial advisors fiduciary duty.
  • Unsuitable investment recommendations.
  • Excessive and risky trading.
  • Unsuitable option transaction recommendations.
  • Fraudulent misrepresentations, fraudulent concealment, negligent misrepresentation, negligent concealment, and breach of fiduciary duty.
  • Unsuitable high risk investments.
  • Misrepresentations and misleading statements relating to account holdings.
  • Unsuitable activity in accounts.

Marc Menton Red Flags & Your Rights As An Investor

Of course, Marc Menton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Menton at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Menton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Marc Menton

If you have questions about Oppenheimer & Co. Inc. and/or Marc Menton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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