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DID MARC ROMEYN LIPPMAN CAUSE YOU INVESTMENT LOSSES?

Marc Lippman Formerly With Folger Nolan Fleming Douglas Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Marc Lippman formerly with Folger Nolan Fleming Douglas?

Marc Lippman (CRD #1575995) who was formerly registered with Folger Nolan Fleming Douglas and located in Washington, District of Columbia is a subject of one of our many securities industry sales practice abuse investigations.

Marc Lippman Customer Complaints

Marc Lippman has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Marc Lippman’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Folger Nolan Fleming Douglas for investment losses caused by Marc Lippman’s alleged misconduct.

Allegations Against Marc Lippman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimants, the Administrator of an estate and a purported heir, alleged fraud and breaches of fiduciary duty by Marc Lippman in the alleged diversion of retirement assets from an individual, who is now deceased, to his granddaughter.
  • Previous firm with whom the complaint was filed stated that the client claimed that the current asset allocation recommended by Marc Lippman was not suitable.

Marc Lippman Red Flags & Your Rights As An Investor

Of course, Marc Lippman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Lippman at Folger Nolan Fleming Douglas on alert to review carefully the activity and performance of their accounts and question whether Marc Lippman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Folger Nolan Fleming Douglas also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Folger Nolan Fleming Douglas Due To Marc Lippman

If you have questions about Folger Nolan Fleming Douglas and/or Marc Lippman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $140 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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