DID MARC EVERETT CAVALIER CAUSE YOU INVESTMENT LOSSES?
Marc Cavalier Of Vanguard Marketing And Vanguard Advisers Has A Customer Complaint For Alleged Broker Misconduct
Who is Marc Cavalier of Vanguard Marketing?
Marc Cavalier (CRD #6379633) who is currently registered with Vanguard Marketing, Vanguard Advisers and located in Malvern, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.
Marc Cavalier Customer Complaint
Marc Cavalier has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that their cash transfer was invested by Marc Cavalier in one lump sum instead of incrementally, via dollar cost averaging, as they instructed. Marc Cavalier’s customer complaint was settled in favor of the investors.
Marc Cavalier Red Flags & Your Rights As An Investor
Of course, Marc Cavalier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Cavalier at Vanguard Marketing and Vanguard Advisers on alert to review carefully the activity and performance of their accounts and question whether Marc Cavalier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing and Vanguard Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To Marc Cavalier
If you have questions about Vanguard Marketing, Vanguard Advisers, and/or Marc Cavalier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.