| Read Time: 2 minutes |


Marc Cavalier Of Vanguard Marketing And Vanguard Advisers Has A Customer Complaint For Alleged Broker Misconduct

Who is Marc Cavalier of Vanguard Marketing?

Marc Cavalier (CRD #6379633) who is currently registered with Vanguard Marketing, Vanguard Advisers and located in Malvern, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.

Marc Cavalier Customer Complaint

Marc Cavalier has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that their cash transfer was invested by Marc Cavalier in one lump sum instead of incrementally, via dollar cost averaging, as they instructed. Marc Cavalier’s customer complaint was settled in favor of the investors.

Marc Cavalier Red Flags & Your Rights As An Investor

Of course, Marc Cavalier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Cavalier at Vanguard Marketing and Vanguard Advisers on alert to review carefully the activity and performance of their accounts and question whether Marc Cavalier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing and Vanguard Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To Marc Cavalier

If you have questions about Vanguard Marketing, Vanguard Advisers, and/or Marc Cavalier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars