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Luis Vivas-Sardi Of Miura Capital, LLC And Formerly With Wells Fargo Clearing Services, LLC, Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Luis Vivas-Sardi of Miura Capital, LLC?

Luis Vivas-Sardi

Luis Vivas-Sardi (CRD #2393686) who is currently registered as a broker and investment advisor with Miura Capital, LLC and located in Miami, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Miura Capital, LLC, Luis Vivas-Sardi was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Luis Vivas-Sardi Customer Complaints

Luis Vivas-Sardi has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled favorably by Wells Fargo Advisors for the investor. Its predecessor Wachovia Securities denied the other customer complaint and no further action was taken.

Allegations Against Luis Vivas-Sardi

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to to follow customer’s instructions to liquidate and place proceeds in money market account.
  • Financial advisor neglected to enter an order to exchange a foreign debt issue as instructed.

Luis Vivas-Sardi Red Flags & Your Rights As An Investor

Of course, Luis Vivas-Sardi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Vivas-Sardi at Miura Capital, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Luis Vivas-Sardi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Miura Capital, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Miura Capital, LLC Due To Luis Vivas-Sardi

If you have questions about Miura Capital, LLC, Wells Fargo Clearing Services, LLC and/or Luis Vivas-Sardi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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