DID LOUISE DELUCA FALLICA CAUSE YOU INVESTMENT LOSSES?

Louise Fallica Of American Portfolios Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Louise Fallica of American Portfolios Financial Services, Inc.?

Louise Fallica (CRD #1375433) who is currently registered as a broker and investment adviser with American Portfolios Financial Services, Inc. and located in Smithtown, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, Inc., Louise Fallica was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Louise Fallica Customer Complaints

Louise Fallica has been the subject of 2 customer complaints that we know about to recover investment losses. One of Louise Fallica’s customer complaints was settled in favor of the investors. The other customer complaint was denied by American Portfolios Financial Services antedate, the customer has not taken any further action.

Allegations Against Louise Fallica

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Negligence, violation of South Carolina’s “Blue Sky” law, conversion, breach of fiduciary duty, and breach of contract.
• Excessive fees.

Louise Fallica Red Flags & Your Rights As An Investor

Of course, Louise Fallica did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louise Fallica at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Louise Fallica has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Louise Fallica

If you have questions about American Portfolios Financial Services, Inc. and/or Louise Fallica and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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