DID LOUIS EDWARD TAYLOR CAUSE YOU INVESTMENT LOSSES?
Louis Taylor Of Wells Fargo Clearing Services And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Louis Taylor of Wells Fargo Clearing Services?
Louis Taylor (CRD #5417321) who is currently registered with Wells Fargo Clearing Services and located in Bloomington, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Louis Taylor was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Louis Taylor Customer Complaint
Louis Taylor has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client’s attorney alleged the margin loan associated with the account was fraudulently opened by Louis Taylor. He further alleged there was no document authorized by the decedent in the creation of the loan and the Louis Taylor did nothing to address the increasing margin debt. Louis Taylor’s customer complaint was denied and, to date, the customer has not taken any further action.
Louis Taylor Red Flags & Your Rights As An Investor
Of course, Louis Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Taylor at Wells Fargo Clearing Services and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Louis Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Louis Taylor
If you have questions about Wells Fargo Clearing Services, UBS Financial Services, and/or Louis Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.