DID LOUIS AMBROSIO CAUSE YOU INVESTMENT LOSSES?
Louis Ambrosio Of Joseph Stone Capital And Formerly With Worden Capital Management Has A Customer Complaint For Alleged Broker Misconduct
Who is Louis Ambrosio of Joseph Stone Capital?
Louis Ambrosio (CRD #6063116) who is currently registered with Joseph Stone Capital and located in Mineola, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Louis Ambrosio was associated with Worden Capital Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Louis Ambrosio Customer Complaint
Louis Ambrosio has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were excessive trading, churning, unsuitable transactions, lack of reasonable supervision. Louis Ambrosio’s customer complaint was settled in favor of the investors.
Louis Ambrosio Red Flags & Your Rights As An Investor
Of course, Louis Ambrosio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Ambrosio at Joseph Stone Capital and Worden Capital Management on alert to review carefully the activity and performance of their accounts and question whether Louis Ambrosio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital and Worden Capital Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Louis Ambrosio
If you have questions about Joseph Stone Capital, Worden Capital Management, and/or Louis Ambrosio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.