DID LORI ANNE CAUMEIL CAUSE YOU INVESTMENT LOSSES?
Lori Caumeil Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct
Lori Caumeil Customer Complaint
Lori Caumeil has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the strategy to establish a liquidity access line with the fixed rate was unsuitable. Morgan Stanley denied the customer complaint, and to date, the investor has not taken any further action.
Lori Caumeil Red Flags & Your Rights As An Investor
Of course, Lori Caumeil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lori Caumeil at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Lori Caumeil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Lori Caumeil
If you have questions about Morgan Stanley and/or Lori Caumeil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.