DID LOIS DAVIES CAUSE YOU INVESTMENT LOSSES?
Lois Davies Of Royal Alliance Associates, Inc. And Formerly With Signator Investors Has One Customer Complaint For Alleged Broker Misconduct
Who is Lois Davies of Royal Alliance Associates, Inc.?
Lois Davies (CRD #1738537) who is currently registered with Royal Alliance Associates, Inc. and located in Broadview Heights, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, Inc., Lois Davies was associated with Signator Investors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Lois Davies Customer Complaint
Lois Davies has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the customer alleges that variable annuities purchased were misrepresented. Lois Davies’ customer complaint was denied and, to date, the customer has not taken any further action.
Lois Davies Red Flags & Your Rights As An Investor
Of course, Lois Davies did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lois Davies at Royal Alliance Associates, Inc. and Signator Investors on alert to review carefully the activity and performance of their accounts and question whether Lois Davies has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates and Signator Investors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Lois Davies
If you have questions about Royal Alliance Associates, Inc., Signator Investors, and/or Lois Davies and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.