DID LINY LI CAUSE YOU INVESTMENT LOSSES?
Liny Li Of U.S. Bancorp Investments And Formerly With BancWest Investment Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Liny Li of U.S. Bancorp Investments?
Liny Li (CRD #5354656) who is currently registered with U.S. Bancorp Investments and located in Cupertino, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to U.S. Bancorp Investments, Liny Li was associated with BancWest Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Liny Li Customer Complaint
Liny Li has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Liny Li. The customer complaint was denied and, to date, the customer has not taken any further action.
Liny Li Red Flags & Your Rights As An Investor
Of course, Liny Li did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Liny Li at U.S. Bancorp Investments and BancWest Investment Services on alert to review carefully the activity and performance of their accounts and question whether Liny Li has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments and BancWest Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments Due To Liny Li
If you have questions about U.S. Bancorp Investments, BancWest Investment Services, and/or Liny Li and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.