DID LESTER ANTONIO NOISOM CAUSE YOU INVESTMENT LOSSES?
Lester Noisom Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Lester Noisom of Raymond James Financial Services?
Lester Noisom (CRD #2718648) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Lester Noisom was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Lester Noisom Customer Complaints
Lester Noisom has been the subject of 3 customer complaints that we know about. One of Lester Noisom’s 3 customer complaints was settled in favor of investors. Two of Lester Noisom’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Lester Noisom
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged Lester Noisom did not inform him of possible tax consequences regarding the sale of the mutual funds.
- Client complained that Lester Noisom allegedly guaranteed growth in the annuity investment.
- Customer alleged that Lester Noisom’s corporate bond was misrepresented and unsuitable.
Lester Noisom Red Flags & Your Rights As An Investor
Of course, Lester Noisom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lester Noisom at Raymond James Financial Services, Raymond James Financial Services Advisors, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Lester Noisom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Lester Noisom
If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Lester Noisom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.