DID LESTER WALKER DENNIS CAUSE YOU INVESTMENT LOSSES?
Lester Dennis Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct
Lester Dennis Customer Complaint
Lester Dennis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Advisor made investments contrary to client’s instructions. Wells Fargo Advisors denied the customer complaint, and to date, the customer has not taken any further action.
Lester Dennis Red Flags & Your Rights As An Investor
Of course, Lester Dennis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lester Dennis at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Lester Dennis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Lester Dennis
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Lester Dennis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.